Special Projects

Mergers & Acquisitions
Transfer Agent Selection & Coordination
Periodic reporting: Financial/Accounting; Legal, Treasury, Human Resources
Training of in-house stock administration personnel
Ensure compliance with IRS regulations for Incentive Stock Option and Non-Qualified Stock Option Plans, Restricted Stock and Employee Stock Purchase Plans
Internal Controls setup & implementation
Stock Administration software platform set-up, conversion, migration, or upgrade
Equity plan design, implementation, and administration
Coordinate RFP's, vendor selection
Stock Splits
Capitalization Table setup, maintenance and reconciliation
W2 and 1099 - Income reporting from equity compensation income
Periodic audit of database
SOX documentation and procedures
Setting up and implementation of Insider Trading Policy for all employees, directors and officers
Section 6039 compliance and reporting
Form 3921 & 3922 fulfillment and lRS filing