Transfer Agent Selection & Coordination
Periodic reporting: Financial/Accounting; Legal, Treasury, Human Resources
Training of in-house stock administration personnel
Ensure compliance with IRS regulations for Incentive Stock Option and Non-Qualified Stock Option Plans, Restricted Stock and Employee Stock Purchase Plans
Internal Controls setup & implementation
Stock Administration software platform set-up, conversion, migration, or upgrade
Equity plan design, implementation, and administration
Coordinate RFP's, vendor selection
